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Utah companies report $130 million in new SEC filings

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In a report published November 6, 29 Utah-based companies reported selling $130 million through new SEC Form D filings over the last 30 days. The largest single offering was reported by PT&C Group Holdings, LLC, which sold $85 million.

Key takeaways

  • 29 Utah companies filed new SEC Form D notices in the last 30 days.
  • A total of $130 million was reported sold by these companies.
  • PT&C Group Holdings, LLC recorded the largest amount sold at $85 million.
  • Biotechnology and real estate were among the top industries reporting new filings.

Twenty-nine companies with their principal place of business in Utah filed new Form D notices with the U.S. Securities and Exchange Commission over the last 30 days. These filings reported a total of $130 million in securities sold across various industries.

PT&C Group Holdings, LLC, based in Salt Lake City, reported the largest sale in this period, with $85 million sold out of an $85 million offering filed on October 14, 2026. Other significant filings include Artisan Grove, LLC in Midvale, which reported $11.4 million sold toward a $22.5 million offering on October 14, 2026, and VidAngel Entertainment, Inc. in Midvale, which reported $9.8 million sold on November 6, 2026.

The biotechnology sector saw significant activity, with eight companies filing reports. These include Life Impact Partners 2, 3, 4, 5, 6, and 7 LLC in Draper, all of which filed on November 6, 2026, reporting $0 sold toward $5 million offerings. Additionally, Sunshine Buns, Inc. in Orem reported $7 million sold on November 6, 2026, in the retailing industry.

Real estate remains a prominent sector for recent filings. Reported activities include MCRE Development, LLC in Salt Lake City, which reported $2.5 million sold toward a $25 million offering on October 23, 2026, and Northshore Enterprises, LLC in South Ogden, which reported $2 million sold toward a $30 million offering on the same date. Other real estate-related filings include CW The Quinci QOZB, LLC in Centerville, which filed on November 6, 2026, and LVLUP PROPERTIES, LLC in South Jordan, which filed on November 5, 2026.

A Form D is a short notice companies file with the SEC within 15 days after the first sale in an offering exempt from registration. These filings typically report the amount offered and sold so far, the industry, and the company's address. While these notices can indicate venture or angel rounds, they also cover real estate syndications, debt, and other private offerings.

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CategoryNews
CitySalt Lake City
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